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Projects Compliance Specialist - Birmingham, City, B4 6AR

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Within this role, you will undertake projects typically related to strengthening the Society's position within its core markets of doctors, dentists, teachers and lawyers. Initiatives can range from implementing new life and pensions products and customer service improvements, to supporting the growth of the Wesleyan's banking and General Insurance subsidiaries.

The Project role is required to represent Compliance on projects and act as the Compliance knowledge custodian. This will include acting in a consultancy role to develop and maintain strong relationships with Project Managers and other business stakeholders.

The role will require understanding of the specific scope of each project, understanding and adherence to the Wesleyan's project life cycle (including the effective identification and mitigation of project risks).

Areas of Responsibility

Project Support

•To be the Compliance representative and point of contact for projects where the business is seeking advice on the impact or application of regulations and compliance policy
•To provide input and guidance into project specifications and attend project meetings/workshops as required
•Identify any potential regulatory implications for the Wesleyan Group of Companies arising from projects and to communicate these in a timely and clear manner
•Respond to project queries and provide consultation as required quickly and decisively to tackle significant issues
•Assist in the development of documentation required to support the project and business activity where this documentation requires Compliance approval.
•To manage one or more projects concurrently, successfully managing different priorities.
•Assist in the delivery and implementation of projects into normal business activity
•Provide input to the IT UAT and Model Office Teams to help them ensure the adequacy of test plans and schedules.
•Undertake UAT testing relating to compliance processes.


•Build strong relationships with project managers and all other key stakeholders ensuring timely communication throughout the project.
•Provide timely cascade of developments/impact arising from projects to the relevant Compliance Manager
•As required, develop and deliver training material for the Compliance Department following project implementation
•Obtain views from Compliance Managers as required and ensure they are kept abreast of progress and have an opportunity to input
•Consideration of whether amendment to compliance policies and procedures is required to ensure that the Society's operates within its minimal appetite for Regulatory Risk

Skills and Qualifications


•Diploma in Financial Planning or equivalent (or working towards)
•Experience in compliance advice & policy work.
•Strong knowledge of and familiarity with the UK financial services regulatory framework.
•Excellent project management and problem solving skills.
•Ability to successfully manage a range of differing stakeholder views and requirements, adopting effective communication strategies in order to do so
•Excellent interpersonal, report writing and communication skills at all levels of management, business users and IT technical experts.
•Ability to self motivate, demonstrate initiative and deliver high quality work within tight timescales.
•Able to balance conflicting priorities and work to strict timescales
•Ability to help deliver change and influence behaviours
•Ability to exercise consistent judgement in the application of compliance standards


•Project Management Experience
•Wesleyan Product knowledge
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Helyek Külföld
Kategória Külföldi munka
Aktiválás időpontja 2014.02.06.
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